College of Southern California

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2975 Wilshire Blvd., Suite 210, Los Angeles, CA 90010
Tel. 213.380.1818 Fax. 213.380.0678

Approved Courses


Life | Property & Casualty | Ethics & Code | 6/63 & 7/63 Series


6/63 and 7/63 Series

Series 63 Introduction

  • The Administrative Provisions of the Uniform Securities Act 1
  • Securities
  • Registration of Persons
  • Business Practices
  • Practice Finals 1-4

6/63: 32 class hours required

  • Series 6 Introduction
  • Securities and Markets, Investment Risks and Policies
  • Investment Companies, Taxation, and Customer Accounts
  • Variable Contracts and Retirement Plans
  • Securities Industry Regulations
     

7/63: 64 class hours required

  • Equity Securities
  • Debt Securities
  • Municipal Securities
  • Options
  • Customer Accounts
  • Margin Accounts
  • Issuing Securities
  • Trading Securities
  • Brokerage Office Procedures
  • Investment Company Products
  • Retirement Plans
  • Variable Annuities
  • Direct Participation Programs
  • Economics and Analysis
  • Ethics, Recommendations and Taxation
  • U.S. Government and State Rules and Regulations
  • Other SEC and SRO Rules and Regulations